SIFMA C&L Annual Seminar 2026
Mar 22–25, 2026 · Orlando, FL
About this conference
SIFMA's flagship Compliance & Legal Society annual seminar — broker-dealer-heavy programming where GCs and CCOs from PE / HF firms attend in volume for regulatory and enforcement intelligence.
When & where
- Date: Mar 22–25, 2026
- Location: Orlando, FL
- Venue: Grande Lakes Orlando · JW Marriott / Ritz-Carlton
- Organizer: [SIFMA](https://www.sifma.org/)
Who it's for
GCs, CCOs, regulatory affairs across broker-dealers + asset managers. 1,800+ legal & compliance professionals.
Main agenda themes
- SEC, FINRA & state enforcement priorities
- Cybersecurity & operational resilience
- Cross-border regulatory updates
- Best execution & trade reporting
- AI governance for financial institutions
Sponsors
Not publicly disclosed.
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Registration, full agenda, speakers, and venue details from the organizer.